Summary
Regulation D allows companies to issue securities without registering with the SEC. In California, companies must prepare offering documents, file Form D with the SEC within 15 days of the first sale, and comply with state regulations, including Blue Sky Laws. Key documents include a Private Placement Memorandum, Subscription Agreement, and Accredited Investor Questionnaire. While you can prepare these documents yourself, seeking legal advice is recommended to ensure compliance. The State Bar of California Lawyer Referral Service can help you find a securities law attorney.Full Conversation
do i need to do anything as a company to do this ?
To issue securities under Regulation D in Nevada, you need to follow these steps:
- Prepare the necessary offering documents.
- File Form D with the SEC within 15 days of the first sale.
- Comply with state-specific regulations, including Nevada's Blue Sky Laws.
Do you need detailed guidance on preparing the offering documents?
i am in la
It looks like you're in Los Angeles but have mentioned Nevada-specific steps. Could you please confirm if your business is based in Nevada or Los Angeles? This will help provide the correct guidance for your situation.
los angeles
For issuing securities under Regulation D in Los Angeles, California, here are the steps:
- Prepare necessary offering documents.
- File Form D with the SEC within 15 days of the first sale.
- Comply with California state regulations, including Blue Sky Laws.
Would you like more details on preparing the offering documents?
yes...
Sure! Here are some steps you need to follow to prepare offering documents for Regulation D securities in California:
- Private Placement Memorandum (PPM): Describes the offering and company details.
- Subscription Agreement: Investors sign this to purchase securities.
- Accredited Investor Questionnaire: Verifies investor eligibility.
Would you like more details on any of these documents?
can i do these steps myself ?
Yes, you can handle these steps yourself, but it's highly recommended to seek legal advice to ensure compliance with all regulations. Here are the steps:
- Prepare a Private Placement Memorandum (PPM).
- Draft a Subscription Agreement.
- Create an Accredited Investor Questionnaire.
- File Form D with the SEC within 15 days of the first sale.
Do you need assistance in finding a lawyer to help with these documents?
yes
State Bar of California Lawyer Referral Service
Website: www.calbar.ca.gov/Public/Need-Legal-Help/Lawyer-Referral-Service
You can contact them to find a lawyer who specializes in securities law to assist you with Regulation D offerings.
Do you have any other questions about the process or need more information on a specific part of it? 
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