Sox 304 Non Compliance Case

Summary

The SEC took action against VMware, Inc. In 2022 for non-compliance with SOX 304, citing negligence in their accounting practices leading to financial misstatements. This case highlights the importance of maintaining robust internal controls to prevent such violations. If you are seeking more information on this case or similar cases, consulting a securities law expert may provide further insights.

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It seems that the provided case did not meet your needs. Let me clarify, are you specifically looking for a case where the SEC found non-compliance with SOX * due to negligence by the issuer between * and *?
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One relevant case is the SEC's action against VMware, Inc. in *. The SEC found that VMware violated SOX * due to financial misstatements caused by negligence in their accounting practices.
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