Summary
In Quebec, if your platform partners with a registered Exempt Market Dealer (EMD), you can market their offerings. Compliance with Autorité des marchés financiers (AMF) regulations is essential. This includes verifying the EMDs registration status, ensuring proper disclosures, and adhering to AMFs advertising and marketing guidelines. If Wealthsimple is not registered as an EMD, they must partner with a registered EMD or comply with specific exemptions to advertise private market offerings.Full Conversation
Yes.
In Quebec, securities regulations are governed by the Autorité des marchés financiers (AMF). Generally, if your platform is simply brokering opportunities and not directly selling or advising on securities, you might not need separate registration. However, partnering with an EMD typically requires compliance with specific regulations.
Would you like more detailed information on complying with AMF regulations?
So id wealthsimple is not registered as an EMD how can they advertise their private market offerings?
In Quebec, the Autorité des marchés financiers (AMF) oversees securities regulations. If Wealthsimple is not registered as an Exempt Market Dealer (EMD), they generally can't advertise private market offerings unless they partner with a registered EMD or comply with specific exemptions.
Would you like information on the specific exemptions or how to partner with an EMD?
So If venturevest is partnered with an EMD like equiton, we would be able to market their offering on our platform
Yes, generally speaking, if VentureVest partners with a registered Exempt Market Dealer (EMD) like Equiton, you can market their offerings on your platform. However, you must ensure compliance with the specific regulations set forth by the Autorité des marchés financiers (AMF) in Quebec.
Would you like more detailed information on the specific regulations or compliance requirements?
Yes very somply
To market offerings on your platform in Quebec through a partnership with a registered EMD like Equiton, ensure compliance with AMF regulations.
Would you like an overview of the specific compliance requirements set by the AMF?
yes
To ensure compliance with AMF regulations when marketing offerings in Quebec through a partnership with a registered EMD like Equiton, you need to:
- Verify the EMD registration status.
- Ensure proper disclosures and documentation.
- Follow advertising and marketing guidelines set by AMF.
Would you like more detailed steps on how to verify EMD registration or specific marketing guidelines?